Why We're Suddenly Spotting Spy Balloons

2023-02-16 04:14:13
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On February 4 the U.S. shot down a massive Chinese surveillance balloon over the Atlantic Ocean just off South Carolina, after it spent days traveling across the country. As Americans turned their eyes to the sky, it became apparent that the object was not alone: news soon broke that another Chinese spy balloon was floating over Latin America, and that several such balloons had encroached on U.S. airspace since 2018—and had evaded early detection at the time. China has claimed that the balloon shot down last week was merely a weather-monitoring station blown off course. But the U.S. has since recovered sensors and other electronic equipment from the wreckage, which indicate that it was likely used for eavesdropping on electronic signals. Chinese officials also claimed that the U.S. has sent surveillance balloons over their country, but U.S. officials deny this.

With attention heightened, over the past few days the U.S. shot down three more airborne objects: one off the coast of Alaska on Friday, one over Canada on Saturday, and one over Lake Huron in Michigan on Sunday. Much remains unknown about the three most recent objects, including where they came from, if they carried surveillance equipment and whether they were even balloons or some other airborne craft.

Here is everything we know—and don’t know—about all the balloon brouhaha.

Just how many balloons are usually floating over the U.S., and who is keeping track of them?

At any given time, there could be hundreds or thousands of floating objects overhead—but the vast majority are innocuous. For instance, nearly 100 National Weather Service (NWS) sites release balloons twice a day to measure things like temperature and humidity. These latex balloons, filled with either hydrogen or helium, do not remain airborne for long; they burst as a result of changes in pressure as they ascend. The attached instruments drift safely back down on parachutes. Such balloons monitor weather and also offer researchers an affordable way to carry instruments into the upper atmosphere, often with GPS trackers so the scientists can retrieve them when they land. Amateurs sometimes attach cameras to similar balloons in order to snap impressive vistas. Government organizations also use tethered helium balloons, called aerostats, as platforms for their radar systems. And at lower altitude—thousands of feet in the air rather than tens of thousands—you’ll find hobbyists and tourists borne aloft in hot-air balloons.

“There’s probably at least 100 [large balloons] in the air, on any given day,” says Mick West, a writer and investigator of unidentified aerial phenomena, or UAPs.

Radar can detect all of these objects, in addition to the occasional bird, some clouds and the many mylar party balloons that go whizzing into the sky each year. But monitoring every little airborne speck would create too much instrument noise, making it difficult to pick out actual threats. Because of this, the North American Aerospace Defense Command (NORAD), a combined U.S.-Canada defense organization, uses algorithms to filter smaller objects out of radar readings. But the U.S. Federal Aviation Administration tries to keep track of large balloons that can reach the altitudes where commercial aircraft fly, at roughly 30,000 to 40,000 feet. This requires that entities such as NWS and universities register their balloons launches (although amateur enthusiasts do not always follow the same protocols).

Since last week, government representatives have announced that, among the many balloons in our skies, some may have been Chinese spying platforms. “At least since 2018, there does seem to seem to be this broad Chinese balloon surveillance program,” says Carla Martinez Machain, a professor of political science at the University at Buffalo. According to the State Department, China’s balloon surveillance program goes well beyond the U.S., targeting 40 countries on five continents.

If China has been sending balloons our way for so long, why are we only detecting them now?

It’s pretty simple: “Now that the U.S. military and the U.S. government are looking for them, we’re probably more likely to see them,” Machain points out.

The surveillance balloon that brought this program to national attention was easily detectable—so large that civilians managed to take photos and videos of it from the ground. It was widely estimated to be the size of three school buses. “It’s not very stealthy,” West says. “The payload underneath it was about the size of a small plane, so it … looks like a plane on the radar.”

Once the U.S. government identified that object, it reexamined other cases of balloons that had been detected in U.S. airspace and realized that some of those—at least three during the Trump administration and one earlier in the Biden administration—had also been Chinese surveillance platforms. “They sent a few of these, not into the very heart of the U.S., but around it. And [they] hadn’t been detected,” says Tai Ming Cheung, director of the Institute on Global Conflict and Cooperation at the University of California, San Diego. As a result of these discoveries, NORAD began monitoring smaller objects that had previously flown under the radar—literally.

Remember how NORAD’s radar detection system filters out smaller objects? Since the detection of the large surveillance balloon, the organization has been widening that filter to pick up signals such as those from the three balloons shot down this weekend. “Previously, they had things set up to filter out what they would describe as clutter on the radar,” West explains. “These newer ones are the result of a heightened sense of caution.… [They] modified the algorithm that they use to determine whether something is of interest or not, and so things that have been there all along are now popping up for the first time.”

So what do we know about the objects that were shot down the past weekend?

Not a lot! At a White House press briefing on Monday, National Security Council Coordinator for Strategic Communications John Kirby said the objects did not appear to maneuver or move under their own propulsion, which suggests they may have been balloons. This remains the most likely explanation, although some reports suggest the object shot down on Friday broke apart on impact, which could mean it was another type of flying vehicle.

“The information I’ve seen is that they’ve been described as being the size of a small car, roughly speaking,” says Iain Boyd, director of the Center for National Security Initiatives at the University of Colorado Boulder. “That’s pretty big for a drone or something like that. I guess it could be a dirigible … [or] some kind of experimental vehicle, whether it’s from … China or somewhere else.” Observations of the other two objects remain equally light on detail. The one shot down Saturday over Canada apparently had a cylindrical shape; the one shot down Sunday over Michigan seemed octagonal and had “strings” hanging off it.

According to Kirby, these three objects also did not appear to be sending out communications or to carry any crew, which adds to the theory that they were innocuous—perhaps even research balloons that merely drifted off course. But if they were so harmless, why did the U.S. shoot them down? One answer, provided by NORAD’s official statements, is that these objects were flying at 20,000 to 40,000 feet, potentially posing a risk to civilian airplanes.

In contrast, the Chinese surveillance balloon that first drew national attention remained at a higher altitude of about 60,000 feet, out of the way of other aircraft. It was also so large that shooting it down over inhabited areas had more potential to cause damage when it landed. And because the balloon remained in the air for longer, we know more about it. As it drifted, U-2 spy planes observed the object in action and monitored what it was doing. And once it landed in the Atlantic Ocean, the U.S. retrieved the remains, and has already begun studying it.

What data was the larger balloon collecting? What was it capable of?

Balloons can use photos and videos to observe the ground. But if a nation has access to satellites (as China does), the space-based tech is already providing detailed visual surveillance without the risk of being shot down by U.S. planes. Based on the remains recovered thus far, the larger balloon shot down last week seems to have been collecting electronic communications, such as mobile phone and radio transmissions. “These objects were, in some cases, flying over military sensitive areas, bases and missile sites and things like this,” Boyd says. “Part of what [its] electronic surveillance could be trying to do is understand what are the communications that are being sent out from these military sensitive areas, and trying to learn about the nature of the signals that are used … perhaps with a view to being able to disable them.” Knowing the frequency and amplitude of military communications near missile silos could enable an adversary to “jam” those signals to prevent communications. Of course, this ability works the other way as well; while the balloon was still aloft, a senior defense official said that “We are taking steps … to protect against foreign intelligence collection of sensitive information.” This hinted that the U.S. was jamming the balloon’s electronics so it could not gather or transmit data.

In addition to listening in on communications, the balloon could have enabled China to monitor the U.S. response to the intrusive object. “It could be a test to see, ‘How able is the U.S. to detect this type of technology, when do they become aware of it, how easy is it for the U.S. to shoot it down?’” Machain says. Knowing about the U.S. capacity for countering a balloon could be useful in a potential future in which such a craft is designed to carry weapons, she adds. “If you were to have a balloon, and if you were to arm it, you want to know, ‘Can the other side detect it, and when do they detect it?’” Although some balloons have historically carried weapons—Japan notably deployed incendiary balloons against the U.S. during World War II—none of the new objects discovered thus far seem to have been armed.

They could still serve a military purpose, however. “There’s a lot of focus on ‘the Chinese were going over these intercontinental ballistic missile sites’” with the earlier balloon, Cheung says. “And that fits into a deepening of the nuclear arms race. The Chinese are building up their nuclear weapons capability, especially their intercontinental capabilities.” Spying on missile sites in the heart of the U.S. could provide their military with valuable information about the country’s nuclear capabilities.

Could weapons-carrying balloons move over those specific military sites?

Another reason balloons are not the best platforms for weapons delivery is that, although they excel at evading radar, they are difficult to steer. Still, operators can exert some control over a balloon’s position by making it rise or fall. “Because the wind speed varies at different altitudes, they can use that to basically change direction and steer to a certain amount,” West says. This enables some balloons to essentially hover over a ground position. “And you could, in theory, put some rudders and propellers on a balloon.” These would be of limited utility, West adds, because a balloon’s size puts it at the mercy of the wind—and takes a lot of propeller power to overcome that. But Boyd notes that propellers could allow a balloon to make small shifts in position that could have a big effect. “With propellers, then I think you could overcome some of the wind and you could move from side to side.… You can imagine designing a trajectory; you’re mostly going from west to east, but you’re able to go north-south to some extent if you have some kind of propulsion system.”

The smaller shot-down objects, which thus far have displayed fewer capabilities than the large balloon, did not show any signs of independent steering. “They haven’t confirmed that they were balloons, but I think it’s likely that most of them were,” Boyd says, although he is reluctant to speculate. “We’re talking about UFOs at some point.”

Wait, all I heard was “UFOs.” Could these unidentified flying objects be alien spacecraft?

At a recent press briefing, White House spokesperson Karine Jean-Pierre said, “There is no—again—no indication of aliens or other extraterrestrial activity with these recent takedowns.” The objects displayed no unknown technology and failed to resist the missiles that blew them out of the air. Instead of alien craft being mistaken for balloons, the opposite situation is more common.

In recent years, both NASA and the Department of Defense have shown renewed interest in unidentified aerial phenomena (UAP). Some of this increased scrutiny has indeed been enlightening: “The recent UAP reports that came out in January … they listed a whole bunch of new UAPs, and the vast majority of the ones that they identified were balloons, simply because it’s such a common thing to be in the air,” West says. Among the UAPs that were actually full of hot air, it’s possible that some were performing surveillance on behalf of other countries. This explanation is much more likely than extraterrestrial activity.

“It would be quite a story if these balloons—objects two, three and four—were from aliens, and they just happened to come along a week after this giant Chinese … balloon was shot down,” Boyd says. “That just adds to all the incredulity that would go along with that.”

Well, that’s disappointing. Are you absolutely, positively sure it’s not aliens?

I guess anything is possible! After all, the U.S. military has refused to definitively shoot down the alien theory. “In a military context, you never want to rule anything out—which is why they haven’t ruled out aliens,” West says. “Out of an abundance of caution, you really want to consider all the possibilities.”

参考译文
为什么我们突然发现了间谍气球
2月4日,美国在大西洋上空击落了一个巨大的中国间谍气球,当时该气球刚刚穿越美国南卡罗来纳州。美国民众将目光投向天空时,很快发现这并非唯一一个气球:随后又有新闻称,另一个中国间谍气球正在拉丁美洲上空漂浮,自2018年以来,已有多个类似气球进入美国领空,并且当时未被及时发现。中国方面声称,上周被击落的气球只是一个偏离航线的气象监测装置。但美国从残骸中已经发现传感器和其他电子设备,表明它很可能被用于监听电子信号。中国官员还声称美国向其国家派遣了间谍气球,但美国官员对此予以否认。随着各方关注升温,过去几天美国又击落了三个空中物体:一个是在周五阿拉斯加海岸,一个是在周六加拿大上空,一个是在周日密歇根州休伦湖上空。截至目前,这三起事件中关于这些物体的来源、是否携带监控设备,甚至它们是否真的是气球,仍然有很多未知之处。以下是关于这些气球事件的全部已知和未知信息。美国天空中通常有多少气球在漂浮?谁在监测它们呢?在任何给定时间,美国天空中可能漂浮着成百上千个物体,但其中绝大多数都是无害的。例如,美国国家气象局(NWS)全国近百个站点每天都会释放气球,用于测量温度、湿度等气象数据。这些由乳胶制成的气球装有氢气或氦气,不会在空中停留太长时间,它们会因压力变化而在上升过程中破裂。气球下方的仪器会通过降落伞安全返回地面。这些气球可以用来监测天气,也为研究人员提供了一种将仪器送入高层大气的经济方式,通常配有GPS追踪器,以便科学家在它们着陆后能够回收。业余爱好者有时也会将相机系在类似的气球上,拍摄令人惊叹的风景照片。政府机构还会使用称为浮空器的系留氦气球,作为雷达系统的平台。而在较低的高度——数千英尺而不是数万英尺的空中——你还能看到热气球爱好者和游客被升上天空。“在任何一天,天空中至少有100个大型气球,”研究不明空中现象(UAP)的作家和调查员Mick West表示。雷达可以探测到所有这些物体,以及偶尔的鸟类、云层和每年大量飞上天空的Mylar派对气球。但要监测每一个微小的空中物体,会带来过多的仪器噪声,使得难以发现真正的威胁。正因如此,北美航空航天防卫司令部(NORAD)这一美加联合防御机构,会使用算法从雷达信号中过滤掉较小的物体。但美国联邦航空管理局(FAA)会追踪那些可以飞入商业飞机飞行高度(大约3万到4万英尺)的大型气球。这需要国家气象局和大学等机构注册它们的气球发射(虽然业余爱好者并不总是遵守同样的程序)。自上周以来,政府代表表示,在美国天空中漂浮的众多气球中,某些可能是中国的间谍平台。“至少从2018年起,中国似乎就有一个广泛使用的气球监控项目,”布法罗大学的政治学教授Carla Martinez Machain表示。根据美国国务院的说法,中国的气球监控项目远不止针对美国,还覆盖了五大洲的40个国家。如果中国一直在向美国派遣气球这么久,为什么我们现在才发现它们?Machain指出,答案其实很简单:“现在美国军方和政府开始寻找它们,因此我们更可能看到它们。”引起国家关注的监控气球很容易被发现——它大到可以从地面被目击、拍照和录像。据普遍估计,它的体积大约有三辆校车那么大。“它并不隐形,”West表示,“它下方的有效载荷大约和小型飞机一样大,因此它……在雷达上看起来就像一架飞机。”一旦美国政府确认了这个物体的身份,它开始重新审视过去在美国领空发现的其他气球,并意识到其中一些——至少在特朗普政府任期内有三个,以及拜登政府上台初期有一个——也是中国的间谍平台。“他们向美国周边地区而不是核心地带派遣了这些气球,而这些气球当时未被发现,”学者Cheung表示。“这些新发现的物体虽然没有携带武器,但它们仍具有军事用途,”他说。“他们关注的是‘这些气球飞越这些洲际导弹基地’,这与核军备竞赛的加深有关。中国正在提升其核武器能力,特别是洲际打击能力。”对美国核心区域的导弹基地进行监视,可能会为他们的军事提供有关美国核能力的宝贵信息。携带武器的气球能否飞越这些特定的军事基地?另一个原因在于气球并不是武器投送的最佳平台,尽管它们在躲避雷达方面表现出色,但它们很难控制方向。然而,操作者可以通过让气球上升或下降来对其位置进行一定程度的控制。“因为不同高度的风速不同,他们可以利用这一点基本上改变方向,进行一定程度的转向,”West表示。这使得某些气球基本上可以悬停在地面位置。“你还可以想象在气球上安装舵和螺旋桨。”West补充说,这些装置的实用性有限,因为气球的体积使其完全受风的支配,并且需要大量螺旋桨动力才能克服风的影响。但Boyd指出,螺旋桨可以让气球进行一些位置的微调,这可能会产生重大影响。“有了螺旋桨,我认为你可以克服一些风力,并左右移动……你可以设想设计一个轨迹;你主要从西向东飞行,但如果你有某种推进系统,你可以在一定程度上向南北方向移动。”到目前为止,与大号气球相比,被击落的较小物体表现出的功能较少,也没有显示出自主操控能力。“他们还没有确认它们是气球,但我认为其中大多数很可能是气球,”Boyd表示,尽管他不愿做出推测。“我们谈论的其实是UFO。”等等,我刚才听到“UFO”。这些未识别飞行物会是外星飞船吗?白宫发言人Karine Jean-Pierre在最近的一次记者会上表示,“没有——再次强调——没有迹象表明这些最近击落的物体与外星人或其他外星活动有关。”这些物体没有展现出任何未知技术,并且无法抵抗击落它们的导弹。实际上,更常见的不是外星飞船被误认为气球,而是气球被误认为外星飞船。近年来,美国国家航空航天局(NASA)和国防部对不明空中现象(UAP)表现出了重新的兴趣。其中一些增加的审查确实揭示了一些情况:“1月份发表的近期UAP报告中,列出了许多新的UAP,他们确认的大多数UAP其实是气球,因为气球是天空中最常见的物体之一,”West表示。在那些实际是气球的UAP中,有可能其中一些是为其他国家进行侦察的。这种解释比外星活动的可能性要大得多。“如果这三个被击落的气球——物体2、3和4——来自外星人,并且恰好在那个巨大的中国……气球被击落后的第一周出现,那将是一个令人难以置信的故事,”Boyd表示。“这只会进一步加强对这一切的不可思议性。”好吧,那让人失望。你绝对确定这不是外星人吗?我想,任何事情都有可能发生!毕竟,美国军方拒绝彻底排除外星人理论。“在军事背景下,你永远不希望排除任何可能性——这就是为什么他们没有排除外星人,”West表示。“出于谨慎起见,你真的想要考虑所有可能性。”
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